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Status: You are viewing the version of the handbook as on 2016-02-03.

TC App 8.1 Professional Standards Data Submission Form

TC App 8.1.1R

1Retail Investment Adviser - Professional Standards Data Submission Form

(all fields are mandatory)

Firm details

Firm Name

                                    

Firm Reference Number (FRN)

                                    

Person submitting form

Name

                                    

Individual Reference Number (IRN) (where applicable)

                                    

Position in firm

                                    

Contact telephone number

                                    

Contact email address

                                    

Date of submission

                                    

Retail Investment Advisers

Column 1

Column 2

Column 3

Column 4

Column 5

Name

Individual Reference Number (IRN)

Qualification Status (part or fully qualified)

Accredited Body

Date adviser began activity of a retail investment adviser