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Status: You are viewing the version of the handbook as on 2016-02-03.

TC App 8.1 Professional Standards Data Submission Form

TC App 8.1.1R

1Retail Investment Adviser - Professional Standards Data Submission Form

(all fields are mandatory)

Firm details

Firm Name


Firm Reference Number (FRN)


Person submitting form



Individual Reference Number (IRN) (where applicable)


Position in firm


Contact telephone number


Contact email address


Date of submission


Retail Investment Advisers

Column 1

Column 2

Column 3

Column 4

Column 5


Individual Reference Number (IRN)

Qualification Status (part or fully qualified)

Accredited Body

Date adviser began activity of a retail investment adviser