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TC 2.1 - Rule-making and Amending Instruments

  • FCA 2020/15: Listing Rules (Disclosure of Rights of Securities) Instrument 2020

    Chapter: Glossary, TC, COBS, PERG, PROD

    Effective Date: 6th April 2020

  • FCA 2018/47: Conduct of Business Sourcebook (Pension Transfers) (No 2) Instrument 2018

    Chapter: TC, PERG, COBS

    Effective Date: 4th October 2018

  • FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018

    Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON

    Effective Date: 28th September 2018

  • FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017

    Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG

    Effective Date: 8th December 2017

  • FCA 2016/25: Peer-to-Peer Lending Instrument 2016

    Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

    Effective Date: 21st March 2016

  • FOS 2016/6: Peer-to-Peer Lending Instrument 2016

    Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

    Effective Date: 21st March 2016

  • FCA 2016/1: Individual Accountability (Extension of Scope) and Whistleblowing (Amendment) Instrument 2016

    Chapter: Glossary, TC, SYSC, IFPRU, COCON

    Effective Date: 4th February 2016

  • FCA 2015/60: Mortgage Credit Directive (Amendment No 2) Instrument 2015

    Chapter: Glossary, MCOB, TC, SUP, CONC, PERG

    Effective Date: 4th December 2015

  • FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument

    Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG

    Effective Date: 13th August 2015

  • FCA 2015/18: Mortgage Credit Directive Instrument 2015

    Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

    Effective Date: 25th March 2015

  • FCA 2013/31 PRA2013/18: Legal Cutover (FCA and PRA Handbook Miscellaneous Amendments No 2) Instrument 2013

    Chapter: SYSC, FIT, TC, GEN, BIPRU, MIPRU, IPRU-FSOC, IPRU-INV, COBS, CASS, SUP, DISP, CREDS, PROF, EMPS, OMPS, SERV, PERG

    Effective Date: 19th March 2013

  • FSA 2011/50: Training and Competence Sourcebook (Accredited Bodies and Qualifications Amendments No 2) Instrument 2011

    Chapter: Glossary, TC

    Effective Date: 22nd September 2011

  • FSA 2011/5: Retail Distribution Review (Training and Competence) Instrument 2011

    Chapter: Glossary, TC, FEES, SUP

    Effective Date: 19th January 2011

  • FSA 2010/65: Training and Competence Sourcebook (Qualification Requirements and Time Limits) Instrument 2010

    Chapter: SYSC, APER, TC, SUP

    Effective Date: 16th December 2010

  • FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

    Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

    Effective Date: 25th October 2007

  • FSA 2007/43: Training and Competence Sourcebook (Amendment No 7) Instrument 2007

    Chapter: Glossary, SYSC, MIPRU, ICOB, MCOB, TC, SUP, ELM, PROF

    Effective Date: 26th July 2007

  • FSA 2007/19: Handbook Administration (No 5) Instrument 2007

    Chapter: Glossary, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INS, COB, ICOB, MCOB, MAR, TC, SUP, ENF, REC, LR, DTR

    Effective Date: 22nd March 2007

  • FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007

    Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP

    Effective Date: 25th January 2007

  • FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006

    Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO

    Effective Date: 25th October 2006

  • FSA 2005/9: Handbook Administration Instrument 2005

    Chapter: Glossary, APER, GEN, IPRU-INV, COB, CASS, MAR, TC, ML, AUTH, SUP, ENF, DISP, COMP, CIS, CRED, ECO, LLD, REC

    Effective Date: 17th February 2005

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