Status: You are viewing the version of the handbook as on 2016-02-03.

SYSC TP 6 1Transitional Provision 6

(1)

(2) Material to which the transitional provision applies

(3)

(4) Transitional provision

(5) Transitional provision: dates in force

(6) Handbook provisions: coming into force

1.

SYSC 2.2.4

R

Where this rule imposes requirements relating to a record of a person’s scope of responsibilities, a firm is required to comply with these requirements from the following dates:

(a) from 1 January 2016, to the extent that such a record already exists which satisfies SYSC 2.2.4R(3);

(b) if (a) does not apply, from the date that a firm actually produces such a record, if before 7 September 2016; and

(c) in any event, from 7 September 2016.

From 1 January 2016 until 7 September 2016 or, if earlier, the date on which any such scope of responsibilities document is produced or firms are required to produce one.

1 January 2016