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Status: You are viewing the version of the handbook as on 2019-01-31.

SYSC 23.1 Purpose

SYSC 23.1.1G

1The purpose of this chapter is to:

  1. (1)

    explain what the senior managers and certification regime is and where to find the main FCA Handbook provisions;

  2. (2)

    define which firms the regime applies to; and

  3. (3)

    define the different kinds of SMCR firm.