Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2024-01-01.

Timeline guidance

Alternative versions

  1. Point in time
    2024-01-01

SYSC 15A.3 Strategies, processes and systems

SYSC 15A.3.1R

1A firm must have in place sound, effective and comprehensive strategies, processes and systems to enable it to comply with its obligations under this chapter.

SYSC 15A.3.2R

1The strategies, processes and systems required under SYSC 15A.3.1R must be comprehensive and proportionate to the nature, scale and complexity of the firm’s activities.