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Status: You are viewing the version of the handbook as on 2009-03-31.

SUP Sch 5 Rights of actions for damages

SUP Sch 5.1G

1

The table below sets out the rules in SUP contravention of which by an authorised person may be actionable under section 150of the Act (Actions for damages) by a person who suffers loss as a result of the contravention.

2

If a "Yes" appears in the column headed "For private person?", the rule may be actionable by a "private person" under section 150(or, in certain circumstances, his fiduciary or representative). A "Yes" in the column headed "Removed" indicates that the FSA has removed the right of action under section 150(2)of the Act. If so, a reference to the rule in which it is removed is also given.

3

The column headed "For other person?" indicates whether the rule is actionable by a person other than a private person (or his fiduciary or representative). If so, an indication of the type of person by whom the rule is actionable is given.

SUP Sch 5.2G

1Right of action under section 150

Chapter/Appendix

Section/Annex

Paragraph

For private person?

Removed?

For other person?

All rules in SUP with the status letter "E"

No

No

No

3

8

All rules in the section

No

No

No

3

9

All rules in the section

No

No

No

3

10

All rules in the section

No

No

No

4

3

13

No

No

No

4

3

20

No

No

No

4

4

7

No

No

No

4

4

9

No

No

No

4

5

All rules in the section

No

No

No

10

All rules in sections SUP 10.1 to SUP 10.10

No

No

No

All other rules in SUP

Yes

No

No