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SUP Sch 5 Rights of actions for damages

01/04/2013G
1The table below sets out the rules in SUP contravention of which by an authorised person may be actionable under section 138Dof the Act (Actions for damages) by a person who suffers loss as a result of the contravention.
2If a "Yes" appears in the column headed "For private person?", the rule may be actionable by a "private person" under section 138D(or, in certain circumstances, his fiduciary or representative). A "Yes" in the column headed "Removed" indicates that theFCA has removed the right of action under section 138D(3)of the Act. If so, a reference to the rule in which it is removed is also given.
3The column headed "For other person?" indicates whether the rule is actionable by a person other than a private person (or his fiduciary or representative). If so, an indication of the type of person by whom the rule is actionable is given.
07/03/2016G
   Right of action under section 138D
Chapter/AppendixSection/AnnexParagraph    
For private person?Removed?For other person?
All rules in SUP with the status letter "E"NoNoNo 
38All rules in the sectionNoNoNo 
4313NoNoNo 
45All rules in the sectionNoNoNo 
10AAll rules in sections SUP 10A.1 to SUP 10A.11NoNoNo 
10CAll rules in sections SUP 10C.1 to SUP 10C.9NoNoNo 
All other rules in SUPYesNoNo