1.
|
Acceptance of deposits and other repayable funds from the public
|
Article 5
|
Article 74
|
2.
|
Lending
|
Article 61, 64
|
Article 88
|
3.
|
Financial leasing
|
|
|
4.
|
Money transmission services
|
|
|
5.
|
Issuing and administering means of payment (eg credit cards, travellers' cheques and bankers' drafts)
|
|
|
6.
|
Guarantees and commitments
|
|
|
7.
|
Trading for own account or for account of customers in:
(a) money market instruments
(b) foreign exchange
(c) financial futures and options
(d) exchange and interest rate instruments
(e) transferable securities
|
Article 14, 21, 25 (see Note 1), 64
Article 14, 21, 25, 64
Article 14, 21, 25, 64
Article 14, 21, 25, 64
Article 14, 21, 25, 64
|
Article 77, 78, 80, 83-85, 89
Article 83-85, 89
Article 83-85, 89
Article 83-85, 89
Article 76-81, 89
|
8.
|
Participation in share issues and the provision of services relating to such issues
|
Article 14, 21, 25, 53, 64
|
Article 76-81, 89
|
9.
|
Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings
|
Article 14, 21, 25, 53, 64
|
Article 76-80, 83-85, 89
|
10.
|
Money broking
|
Article 25, 64
|
Article 77, 78, 89
|
11.
|
Portfolio management and advice
|
Article 14, 21, 25, 37, 53, 64
|
Article 76-81, 83-85, 89
|
12.
|
Safekeeping and administration of securities
|
Article 40, 45, 64
|
Article 76-81, 83-85, 89
|
13.
|
Credit reference services
|
|
|
14.
|
Safe custody services
|
1
|
1
|
1
3Note 12: The services and activities provided for in Sections A and B of Annex I of MiFID when referring to the financial instruments provided for in Section C of Annex I of that Directive are subject to mutual recognition according to the BCD from 1 November 2007.See2 the table at SUP App 3.9.5 G below for mapping of MiFIDinvestment services and activities.For further details relating to this residual category, please see the "Banking Consolidation Directive"section of the passporting forms entitled "Notification of intention to establish a branch in another EEA State" and "Notification of intention to provide cross border services in another EEA State".2
2
|