SUP App 2.6 Capital resources below capital resources requirement

Unless any of SUP App 2.4.1 R, SUP App 2.5.1 R or SUP App 2.5.3 R applies, if a firm's capital resources fall below its capital resources requirement, it must, within 28 days of becoming aware of this event:

1. (1)

   notify the FSA; and

2. (2)

   submit a plan for restoration, which:

   1. (a)

      explains why the firm's capital resources have fallen below its capital resources requirement; and

   2. (b)

      demonstrates how, if at all, and by when, the firm will restore it.