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FCA Handbook
SUP
SUP 8
SUP 8.5 Notification of altered circumstances rela...

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.5.1R21/06/2001

A firm which has applied for or has been granted a waiver must notify the FSA immediately if it becomes aware of any matter which could affect the continuing relevance or appropriateness of the application or the waiver.

SUP 8.5.2G21/06/2001

Firms are also referred to SUP 15.6 (Inaccurate, false or misleading information). This requires, in SUP 15.6.4 R, a firm to notify the FSA if false, misleading, incomplete or inaccurate information has been provided. This would apply in relation to information provided in an application for a waiver.

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SUP 8.5 Notification of altered circumstances relating to waivers