SUP - Forms
-
Cancellation of permission application form
Chapter: SUP 6 Annex 6
Effective Date: 1st November 2004
-
Appointed representative notification form
Chapter: SUP 12 Annex 4
Effective Date: 1st November 2007
-
Variation of Permission Application - Investment Business
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
-
Form B: Notice to withdraw an application to perform controlled functions under the approved persons regime
Chapter: SUP 10 Annex 5
Effective Date: 1st July 2004
-
UCITS management companies reporting forms and requirements applying to their completion
Chapter: SUP 16 Annex 16
Effective Date: 6th April 2007
-
Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
-
Notes for completion: Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
-
Form A: Application to perform controlled functions under the approved person regime (May 2006)
Chapter: SUP 10 Annex 4
Effective Date: 6th May 2006
-
Form E: Internal transfer of an approved person (December 2002)
Chapter: SUP 10 Annex 8
Effective Date: 1st December 2002
-
"Variation of Permission Application - Insurance Business"
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
-
Variation of Permission Application - Home Finance & General Insurance Mediation Activities
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004