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  • Home
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  • SUP 6
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More Resources:

External link Authorisation application packs should be submitted via the ONA system
External link Systems and Reporting
External link Waivers

SUP - Forms

  • Waiver Application form

    Chapter: SUP 8 Annex 2

    Effective Date: 13th October 2003

  • Cancellation of permission application form

    Chapter: SUP 6 Annex 6

    Effective Date: 1st November 2004

  • Appointed representative appointment form

    Chapter: SUP 12 Annex 3

    Effective Date: 6th February 2008

  • Form F: Changes in notified persons

    Chapter: SUP 15 Annex 2

    Effective Date: 1st November 2004

  • Appointed representative notification form

    Chapter: SUP 12 Annex 4

    Effective Date: 1st November 2007

  • Long Form A (May 2006)

    Chapter: SUP 10 Annex 4

    Effective Date: 6th May 2006

  • Appointed representative termination form

    Chapter: SUP 12 Annex 5

    Effective Date: 1st November 2004

  • Short Form A: UK firms (May 2006)

    Chapter: SUP 10 Annex 4

    Effective Date: 6th May 2006

  • Variation of Permission Application - Investment Business

    Chapter: SUP 6 Annex 5

    Effective Date: 1st November 2004

  • Form B: Notice to withdraw an application to perform controlled functions under the approved persons regime

    Chapter: SUP 10 Annex 5

    Effective Date: 1st July 2004

  • UCITS management companies reporting forms and requirements applying to their completion

    Chapter: SUP 16 Annex 16

    Effective Date: 6th April 2007

  • Variation of Permission (VOP) Application Consumer Credit Activities

    Chapter: SUP 6 Annex 5

    Effective Date: 1st November 2004

  • Notes for completion: Variation of Permission (VOP) Application Consumer Credit Activities

    Chapter: SUP 6 Annex 5

    Effective Date: 1st November 2004

  • Form A: Application to perform controlled functions under the approved person regime (May 2006)

    Chapter: SUP 10 Annex 4

    Effective Date: 6th May 2006

  • Form E: Internal transfer of an approved person (December 2002)

    Chapter: SUP 10 Annex 8

    Effective Date: 1st December 2002

  • Long Form A: UK firms (May 2006)

    Chapter: SUP 10 Annex 4

    Effective Date: 6th May 2006

  • Short Form A: Incoming EEA Firms (May 2006)

    Chapter: SUP 10 Annex 4

    Effective Date: 6th May 2006

  • "Variation of Permission Application - Insurance Business"

    Chapter: SUP 6 Annex 5

    Effective Date: 1st November 2004

  • Variation of Permission Application - Home Finance & General Insurance Mediation Activities

    Chapter: SUP 6 Annex 5

    Effective Date: 1st November 2004

  • Guidance notes on form 3R

    Chapter: SUP 16 Annex 4

    Effective Date: 1st January 2007

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