SUP 3.10 - Rule-making and Amending Instruments

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FOS 2018/6: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/56: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2017/44: Client Assets (Client Money and Custody Assets Distribution and Transfers) Instrument 2017

  Chapter: Glossary, SUP, CASS

  Effective Date: 25th July 2017

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2016/6: Listing Rules and Disclosure and Transparency Rules (Miscellaneous Amendments) Instrument 2016

  Chapter: LR, SUP, GENPRU, DTR

  Effective Date: 29th January 2016

• FCA 2014/36: Client Assets Sourcebook (Amendment No 5) Instrument 2014

  Chapter: Glossary, COBS, CASS, SUP

  Effective Date: 5th June 2014

• FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014

  Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG

  Effective Date: 27th February 2014

• FCA 2013/79: Capital Requirements Directive IV (Consequential Amendments) Instrument 2013

  Chapter: Glossary, PRIN, SYSC, GEN, FEES, MIPRU, UPRU, IPRU-FSOC, IPRU-INV, CASS, MAR, SUP, COMP, COLL, CREDS, FUND, RCB, PR, DTR, EMPS, OMPS, EG, PERG

  Effective Date: 12th December 2013

• FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

  Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

  Effective Date: 27th June 2013

• FSA 2011/70: Professional Firms (Amendment) Instrument 2011

  Chapter: Glossary, CASS, SUP, COMP, PROF

  Effective Date: 8th December 2011

• FSA 2011/21: Supervision Manual (Auditor's Client Assets Report) (Amendment) Instrument 2011

  Chapter: Glossary, SUP

  Effective Date: 24th March 2011

• FSA 2010/8: Handbook Administration (No 17) Instrument 2010

  Chapter: Glossary, COND, FEES, GENPRU, CASS, SUP, DISP, COMP, COLL, LR

  Effective Date: 25th March 2010

• FSA 2007/4: Client Assets Sourcebook (MiFID Business) Instrument 2007

  Chapter: SYSC, IPRU-INV, CASS, SUP

  Effective Date: 25th January 2007

• FSA 2006/53: The CRD (Consequential Amendments) Instrument 2006

  Chapter: Glossary, COND, SYSC, PRU, IPRU-BANK, IPRU-BSOC, IPRU-INS, IPRU-INV, ICOB, MCOB, MAR, SUP, DISP, COMP, COLL, CRED, ELM, LR, LLD

  Effective Date: 23rd November 2006

• FSA 2004/29: Supervision Manual (Reporting and Audit Requirements) Instrument 2004

  Chapter: SUP, Glossary

  Effective Date: 18th March 2004