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SUP 16 Annex 55 Categories of investment for notifications and reports relating to approvals of financial promotions

SUP 16 Annex 55RR

1This Annex belongs to SUP 16.31.6R and SUP 16.31.10R.

Type of investment

Deposit

Life policy

Non-investment insurance contract

Listed share

Unlisted share promoted on an investment-based crowdfunding platform

Unlisted share (not including those promoted on an investment-based crowdfunding platform)

Debenture promoted on an investment-based crowdfunding platform

Debenture (not including those promoted on an investment-based crowdfunding platform)

Alternative debenture

Government and public security

Warrant

Certificate representing certain security

Unit

Pension (personal or stakeholder pension scheme)

Option

Future

Contract for differences

Emissions allowance

Lloyd’s syndicate capacity and membership

Funeral plan contract

Regulated mortgage contract

Home reversion plan

Home purchase plan

Regulated sale and rent back agreement

Credit agreement (buy now pay later)

Credit agreement (not including buy now pay later)

Consumer hire agreement

Qualifying cryptoasset

Peer-to-peer agreement

Rights to or interests in investment

Claims management activity

Other