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Status: You are viewing the version of the handbook as on 2012-01-07.

SUP 16 Annex 16A 21Standing data (See SUP 16.10.4 R)

SUP 16 Annex 16A.1R

A: Communications with a firm

1. Name of the firm

2. Trading name(s) of the firm

3.

4. Registered office

5. Principal place of business

6. Website address

7. Complaints contact and complaints officer3

8. The name and email address of the primary3 compliance contact

B: Information about a firm3 on the FSA Register

9.

10.

11.

C: Other information about a firm

12.

13.

14. Name and address of firm's auditor

15.

16. Accounting reference date

17. Locum3

333333