SUP 16.3 - Rule-making and Amending Instruments

• FCA 2021/38: Investment Firms Prudential Regime Instrument 2021

  Chapter: Glossary, SUP, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 22nd October 2021

• FCA 2021/19: Non-Investment Insurance: Product Governance, Premium Finance, General Insurance Auto-Renewal and Home and Motor Insurance Pricing Instrument 2021

  Chapter: Glossary, SUP, GEN, ICOBS, PROD, SYSC

  Effective Date: 28th May 2021

• FCA 2020/48: Exiting the European Union: Handbook (Amendments) (No 2) Instrument 2020

  Chapter: Glossary, MCOB, SUP, DTR, ICOBS, BENCH, PROD

  Effective Date: 1st October 2020

• FCA 2020/40: Value Measures Reporting and Monitoring Instrument 2020

  Chapter: SUP

  Effective Date: 22nd September 2020

• FCA 2019/11: Reporting of Information about Directory Persons (Dual-Regulated Firms) Instrument 2019

  Chapter: Glossary, SUP, SYSC

  Effective Date: 8th March 2019

• FOS 2018/6: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/56: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/48: Supervision Manual (Reporting No 9) Instrument 2018

  Chapter: SUP, ICOBS

  Effective Date: 28th September 2018

• FCA 2018/21: Financial Conduct Authority (Change of Address) Instrument 2018

  Chapter: LR, DTR, SUP, GEN, REC, CREDS, EG, MAR

  Effective Date: 27th April 2018

• FCA 2018/20: Handbook Administration (No 48) Instrument 2018

  Chapter: Glossary, SUP, FEES, COMP, GEN, BIPRU, GENPRU, CASS, COBS, BCOBS, TC, SYSC, M2G

  Effective Date: 23rd March 2018

• FCA 2017/61: Supervision Manual (Reporting No 6) Instrument 2017

  Chapter: SUP

  Effective Date: 20th October 2017

• FCA 2017/48: Retirement Income Data (Regulatory Return) Instrument 2017

  Chapter: SUP

  Effective Date: 21st July 2017

• FCA 2016/52: Payment Accounts Instrument 2016

  Chapter: Glossary, SUP, ICOBS, BCOBS, DEPP

  Effective Date: 1st August 2016

• FCA 2016/45: Supervision Manual (Reporting No 2) Instrument 2016

  Chapter: SUP

  Effective Date: 24th June 2016

• FCA 2016/15: Handbook Separation (Insurance) Instrument 2016

  Chapter: Glossary, SUP, GEN, SYSC, INSPRU, GENPRU, COBS

  Effective Date: 26th February 2016

• FCA 2015/33: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

  Chapter: Glossary, SUP, DEPP, DISP

  Effective Date: 5th June 2015

• FOS 2015/3: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

  Chapter: Glossary, SUP, DEPP, DISP

  Effective Date: 5th June 2015

• FCA 2014/52: Supervision Manual (Amendment No 20) Instrument 2014

  Chapter: SUP

  Effective Date: 25th September 2014

• FCA 2013/17 PRA2013/12: Legal Cutover (Reporting Requirements) Instrument 2013

  Chapter: SUP

  Effective Date: 19th March 2013

• FSA 2012/44: Handbook Administration (No 27) Instrument 2012

  Chapter: Glossary, ICOBS, MCOB, SUP, COMP, COLL, LR, PR

  Effective Date: 27th September 2012