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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2024-05-25

SUP 15 Annex 7R 1Form H: Form for the notification of disciplinary action relating to conduct rules staff (other than SMF managers) in SMCR firms

SUP 15 Annex 7RR