Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

SUP 15 Annex 7R 1Form H: Form for the notification of disciplinary action relating to conduct rules staff (other than SMF managers) in SMCR firms

SUP 15 Annex 7RR