SUP 13A ANNEX 1 - Rule-making and Amending Instruments
-
FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020
Chapter: Glossary, COND, APER, FIT, SUP, SYSC, MAR, COCON
Effective Date: 2nd June 2020
-
FCA 2019/80: Prospectus Regulation Rules Instrument 2019
Chapter: Glossary, MAR, LR, FEES, SUP, SYSC, DTR, COBS, DEPP, FUND, EG, PROD, PRR
Effective Date: 15th July 2019
-
FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
-
FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017
Chapter: Glossary, COMP, FEES, SUP, CONC
Effective Date: 30th October 2017
-
FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017
Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD
Effective Date: 3rd July 2017
-
FCA 2017/29: Handbook Administration (No 46) Instrument 2017
Chapter: MCOB, SUP, FEES, DISP, FUND, CONC, COLL, IPRU-INV
Effective Date: 26th May 2017
-
FCA 2016/67: Handbook Administration (No 43) Instrument 2016
Chapter: Glossary, PR, LR, SUP, COMP, GEN, SYSC, BIPRU, GENPRU, MAR, COBS, RCB, APER, FUND, CONC, COLL, IPRU-INV
Effective Date: 4th November 2016
-
FCA 2016/60: Mortgages and Home Finance (Miscellaneous Amendments) Instrument 2016
Chapter: Glossary, MCOB, FEES, SUP, COMP, PERG, CONC
Effective Date: 23rd September 2016
-
FCA 2016/51: Mortgage Credit Directive (Amendment No 3) Instrument 2016
Chapter: Glossary, MCOB, SUP, MIPRU
Effective Date: 29th July 2016
-
FCA 2016/44: Market Abuse Regulation Instrument (No 2) 2016
Chapter: Glossary, MAR, LR, SUP, EMPS, OMPS
Effective Date: 24th June 2016
-
FCA 2016/31: Market Abuse Regulation Instrument 2016
Chapter: Glossary, MAR, LR, DTR, SUP, FEES, GEN, SYSC, REC, SERV, COBS, APER, BENCH, COCON
Effective Date: 28th April 2016
-
FOS 2016/7: European Long-Term Investment Funds (No 2) Regulation Instrument 2016
Chapter: Glossary, SUP, COMP, DISP, FUND
Effective Date: 22nd April 2016
-
FCA 2016/34: European Long-Term Investment Funds (No 2) Regulation Instrument 2016
Chapter: Glossary, SUP, COMP, DISP, FUND
Effective Date: 22nd April 2016
-
FCA 2016/9: Handbook Administration (No 40) Instrument 2016
Chapter: Glossary, MCOB, PR, LR, IPRU-INV, SUP, GEN, SYSC, MAR, COCON, BCOBS, EG
Effective Date: 26th February 2016
-
FCA 2015/67: Accountability (Foreign Branches) Instrument 2015
Chapter: Glossary, FIT, SUP, SYSC, CASS, COCON
Effective Date: 16th December 2015
-
FCA 2015/45: Consumer Rights Act Instrument 2015
Chapter: Glossary, MCOB, SUP, COBS, UNFCOG, ICOBS, BCOBS, CREDS, CONC, EG
Effective Date: 25th September 2015
-
FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument
Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG
Effective Date: 13th August 2015
-
FCA 2015/27: Senior Management Arrangements, Systems and Controls (Remuneration Code) (No 6) Instrument 2015
Chapter: Glossary, SYSC, SUP
Effective Date: 23rd June 2015
-
FCA 2015/18: Mortgage Credit Directive Instrument 2015
Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD
Effective Date: 25th March 2015
-
FCA 2015/16: Solvency II Directive (Consequential Handbook Amendments) Instrument 2015
Chapter: Glossary, SYSC, COND, FIT, GENPRU, BIPRU, INSPRU, IPRU(FSOC), IPRU(INS), IPRU(INV), COBS, ICOBS, SUP, COMP, RCB, EG, PERG
Effective Date: 24th March 2015
-
FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
-
FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014
Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG
Effective Date: 27th February 2014
-
FCA 2013/79: Capital Requirements Directive IV (Consequential Amendments) Instrument 2013
Chapter: Glossary, PRIN, SYSC, GEN, FEES, MIPRU, UPRU, IPRU-FSOC, IPRU-INV, CASS, MAR, SUP, COMP, COLL, CREDS, FUND, RCB, PR, DTR, EMPS, OMPS, EG, PERG
Effective Date: 12th December 2013
-
FCA 2013/15 PRA2013/10: Legal Cutover (Passporting) Instrument 2013
Chapter: Glossary, SUP
Effective Date: 19th March 2013
-
FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012
Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG
Effective Date: 26th July 2012
-
FSA 2011/72: Credit Unions New Sourcebook (Consequential Amendments) Instrument 2011
Chapter: Glossary, MIPRU, IPRU-INV, SUP, DEPP, DISP, COMP
Effective Date: 8th December 2011
-
FSA 2011/39: UCITS IV Directive Instrument 2011
Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG
Effective Date: 1st July 2011
-
FSA 2011/12: Employers' Liability Insurance: Disclosure by Insurers Instrument 2011
Chapter: ICOBS, SUP
Effective Date: 24th February 2011
-
FSA 2011/7: Electronic Money and Payment Services Instrument 2011
Chapter: Glossary, PRIN, SYSC, COND, GEN, GENPRU, BIPRU, COBS, SUP, DEPP, DISP, ELM, PERG, BSOG, EG
Effective Date: 9th February 2011
-
FSA 2010/72: Senior Management Arrangements, Systems and Controls (Remuneration Code) (No 2) Instrument 2010
Chapter: Glossary, SYSC, GENPRU, SUP
Effective Date: 16th December 2010
-
FSA 2009/67: Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009
Chapter: Glossary, PRIN, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, MAR, TC, SUP, DEPP, DISP, COLL, ELM, REC, PR, DTR, GEN, LR, UNFCOG
Effective Date: 27th November 2009
-
FSA 2009/68: Prudential Sourcebook For Banks, Building Societies And Investment Firms (Liquidity) (Consequential Amendments) Instrument 2009
Chapter: Glossary, SYSC, GENPRU, BIPRU, IPRU-BANK, IPRU-BSOC, SUP
Effective Date: 27th November 2009
-
FSA 2009/48: Senior Management Arrangements, Systems and Controls (Remuneration Code) Instrument 2009
Chapter: Glossary, SYSC, GENPRU, SUP
Effective Date: 11th August 2009
-
FSA 2009/18: Collective Investment Schemes Sourcebook (Consequential Amendments No. 2) Instrument 2009
Chapter: Glossary, SYSC, FEES, SUP, COLL, CRED, ELM, LR, PERG
Effective Date: 26th March 2009
-
FSA 2009/9: Supervision Manual (Passporting and Reinsurance) (Amendment) Instrument 2009
Chapter: Glossary, SUP
Effective Date: 26th February 2009
-
FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008
Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG
Effective Date: 25th September 2008
-
FSA 2008/42: Status Disclosure and FSA Logo Instrument 2008
Chapter: GEN, SUP
Effective Date: 25th September 2008
-
FSA 2008/19: Handbook Administration (No 9) Instrument 2008
Chapter: Glossary, IPRU-FSOC, COBS, ICOBS, CASS, SUP, DISP, COLL, RCB, PERG
Effective Date: 24th April 2008
-
FSA 2007/68: Insurance: New Conduct of Business sourcebook (Consequential Amendments) Instrument 2007
Chapter: Glossary, COND, GEN, MIPRU, COBS, CASS, SUP, CRED, ELM, PROF, PERG, UNFCOG
Effective Date: 17th December 2007
-
FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007