SUP 13 Annex 3 Requisite and relevant details: Cross Border Services

Requisite Details

1

Investment firm

(a)

details of the programme of operations, stating in particular the service or services the UK firm intends to provide.

2

UCITS management company

(a)

The information required under 1 above, plus:

the EEA State within the territory of which the UCITS management company plans to establish a branch;

Relevant details (regulation 17)

3

Insurance Undertaking

(a)

the EEA State in which the EEA activities are carried on, or are to be carried on;

(b)

the nature of the risks or commitments covered, or to be covered, in the EEA State concerned;

(c)

if the firm covers, or intends to cover, relevant motor vehicle risks (note 1):

(i)

the name and address of the claims representative (note 2); and

(ii)

details of the firm's membership of the national bureau and the national guarantee fund in the EEA State concerned; and

(d)

if the insurer covers, or intends to cover, health insurance, the technical bases used, or to be used, for calculating premiums in respect of such risks;21