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FCA Handbook
SUP
SUP 10C
SUP 10C.4A FCA governing functions: General

Alternative versions

2018-12-10

Point in time

2019-04-01
2019-12-09
2020-12-07

SUP 10C.4A FCA governing functions: General

PRA-authorised persons

SUP 10C.4A.1G10/12/2018

1SUP 10C.9 (Minimising overlap with the PRA approved persons regime) explains that in many cases a person performing one of the functions set out in SUP 10C.5 or SUP 10C.5A for a PRA-authorised person will not in fact require approval from the FCA to perform the function and will just require PRA approval.

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SUP 10C.4A FCA governing functions: General

PRA-authorised persons