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Status: You are viewing the version of the handbook as on 2016-02-03.

SUP 10A Annex 1 Frequently asked questions

G

Question

Answer

How does the customer function relate to the training and competence requirements?

Activity

Products/sectors in TC Appendix 1

FCA controlled function

SUP

Advising only,

Undertaking an activity

Advising and dealing

Managing investments

2-9

10-11

12-13

14

customer function (CF 30)

10A.10.4 R