SUP 10A Annex 1 Frequently asked questions
Question |
Answer |
How does the customer function relate to the training and competence requirements? |
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Activity |
Products/sectors in TC Appendix 1 |
FCA controlled function |
SUP |
Advising only, Undertaking an activity Advising and dealing Managing investments |
2-9 10-11 12-13 14 |
customer function (CF 30) |
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