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FCA Handbook
SUP
SUP 10A
SUP 10A.2 Purpose

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SUP 10A.2 Purpose

SUP 10A.2.1G07/12/2020RP

The immediate purpose of SUP 10A.3 to SUP 10A.11 is to specify, under section 59 of the Act, descriptions of the FCA controlled function which are listed in SUP 10A.4.4 R. The underlying purpose is to establish, and mark the boundaries of, the "FCA-approved persons regime” for appointed representatives 2.

SUP 10A.2.2G10/12/2018RP

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SUP 10A.2.3G10/12/2018RP

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