SUP 10A.1 - Rule-making and Amending Instruments
-
FCA 2020/60: EU Exit (“IP completion day” and Time-Related Amendments) Instrument 2020
Chapter: Glossary, MAR, MCOB, PR, FIT, FEES, COMP, DISP, APER, GEN, DTR, PRIN, COLL, SUP, BENCH, FUND, IFPRU, COCON, PERG, BCOBS, CASS, CONC, EG, LR, PRR, SYSC
Effective Date: 1st October 2020
-
FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020
Chapter: Glossary, COND, APER, FIT, SUP, SYSC, MAR, COCON
Effective Date: 2nd June 2020
-
FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019
Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB
Effective Date: 26th July 2019
-
FOS 2018/6: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
-
FCA 2018/56: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
-
FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018
Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON
Effective Date: 28th September 2018
-
FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018
Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG
Effective Date: 29th June 2018
-
FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
-
FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017
Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD
Effective Date: 3rd July 2017
-
FOS 2016/7: European Long-Term Investment Funds (No 2) Regulation Instrument 2016
Chapter: Glossary, SUP, COMP, DISP, FUND
Effective Date: 22nd April 2016
-
FCA 2016/34: European Long-Term Investment Funds (No 2) Regulation Instrument 2016
Chapter: Glossary, SUP, COMP, DISP, FUND
Effective Date: 22nd April 2016
-
FCA 2016/25: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL
Effective Date: 21st March 2016
-
FOS 2016/6: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC
Effective Date: 21st March 2016
-
FCA 2016/3: Individual Accountability (Swiss General Insurers) Instrument 2016
Chapter: SYSC, SUP, COCON
Effective Date: 10th February 2016
-
FCA 2015/67: Accountability (Foreign Branches) Instrument 2015
Chapter: Glossary, FIT, SUP, SYSC, CASS, COCON
Effective Date: 16th December 2015
-
FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument
Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG
Effective Date: 13th August 2015
-
FCA 2015/33: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015
Chapter: Glossary, SUP, DEPP, DISP
Effective Date: 5th June 2015
-
FOS 2015/3: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015
Chapter: Glossary, SUP, DEPP, DISP
Effective Date: 5th June 2015
-
FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
-
FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013