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  • Home
  • FCA Handbook
  • SUP
  • SUP 10A
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SUP 10A.1 - Rule-making and Amending Instruments

  • FCA 2020/79: Exiting the European Union: SMCR and APR (Amendments) (No 2) Instrument 2020

    Chapter: APER, FIT, SUP, SYSC, COCON

    Effective Date: 11th December 2020

  • FCA 2020/60: EU Exit (“IP completion day” and Time-Related Amendments) Instrument 2020

    Chapter: Glossary, MAR, MCOB, PR, FIT, FEES, COMP, DISP, APER, GEN, DTR, PRIN, COLL, SUP, BENCH, FUND, IFPRU, COCON, PERG, BCOBS, CASS, CONC, EG, LR, PRR, SYSC

    Effective Date: 1st October 2020

  • FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020

    Chapter: Glossary, COND, APER, FIT, SUP, SYSC, MAR, COCON

    Effective Date: 2nd June 2020

  • FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019

    Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB

    Effective Date: 26th July 2019

  • FOS 2018/6: Claims Management Instrument 2018

    Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

    Effective Date: 17th December 2018

  • FCA 2018/56: Claims Management Instrument 2018

    Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

    Effective Date: 17th December 2018

  • FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018

    Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON

    Effective Date: 28th September 2018

  • FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

    Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

    Effective Date: 29th June 2018

  • FCA 2018/25: Insurance Distribution Directive Instrument 2018

    Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

    Effective Date: 25th May 2018

  • FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

    Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

    Effective Date: 3rd July 2017

  • FOS 2016/7: European Long-Term Investment Funds (No 2) Regulation Instrument 2016

    Chapter: Glossary, SUP, COMP, DISP, FUND

    Effective Date: 22nd April 2016

  • FCA 2016/34: European Long-Term Investment Funds (No 2) Regulation Instrument 2016

    Chapter: Glossary, SUP, COMP, DISP, FUND

    Effective Date: 22nd April 2016

  • FCA 2016/25: Peer-to-Peer Lending Instrument 2016

    Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

    Effective Date: 21st March 2016

  • FOS 2016/6: Peer-to-Peer Lending Instrument 2016

    Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

    Effective Date: 21st March 2016

  • FCA 2016/3: Individual Accountability (Swiss General Insurers) Instrument 2016

    Chapter: SYSC, SUP, COCON

    Effective Date: 10th February 2016

  • FCA 2015/67: Accountability (Foreign Branches) Instrument 2015

    Chapter: Glossary, FIT, SUP, SYSC, CASS, COCON

    Effective Date: 16th December 2015

  • FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument

    Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG

    Effective Date: 13th August 2015

  • FCA 2015/33: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

    Chapter: Glossary, SUP, DEPP, DISP

    Effective Date: 5th June 2015

  • FOS 2015/3: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

    Chapter: Glossary, SUP, DEPP, DISP

    Effective Date: 5th June 2015

  • FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014

    Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG

    Effective Date: 27th February 2014

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