Content Options

Content Options

View Options


You are viewing the version of the document as on 2024-11-04.

SECN 9 Annex 2D Applications from trade repositories applying for an extension of registration

Table 1: General information

Date of application

Date of registration of the applicant as a trade repository

Corporate name of the securitisation repository

Legal entity identifier (LEI) registered with the Global Legal Entity Identifier Foundation

Legal address of the securitisation repository

Legal address of any subsidiaries of the securitisation repository

Legal address of any branches of the securitisation repository

Uniform resource locator (URL) of the securitisation repository’s website

LEI registered with the Global Legal Entity Identifier Foundation

The securitisation types, risk transfer methods and underlying exposure types for which the applicant repository is applying to be registered

If the applicant is authorised or registered in the United Kingdom, the reference number related to the authorisation or registration

Name of the person(s) responsible for the application

Contact details of the person(s) responsible for the application

Name of the person(s) responsible for the securitisation repository compliance (or any other staff involved in compliance assessments for the securitisation repository, in relation to its provision of core securitisation services)

Contact details of the person(s) responsible for the securitisation repository compliance (or any other staff involved in compliance assessments for the securitisation repository)

Table 2: Document references

(For all information required in SECN 9.6 with the exception of SECN 9.6.2D(2)(a), (b), (c), (f), (h), (i) and SECN 9.6.7D(2)

Provision of SECN 9.6.1D to SECN 9.6.29D containing the information requirement to which the document relates

Unique reference number of document

Title of the document

Chapter, section or page of the document where the information is provided or reason why the information is not provided