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Status: You are viewing the version of the handbook as on 2009-03-31.

REC Sch 4 Powers exercised

REC Sch 4.1G

The following powers and related provisions in the Act have been exercised by the FSA to make the rules in REC:

Section 156 (General supplementary powers)

Section 293 (Notification requirements)

Section 295 (Notification: overseas investment exchanges and overseas clearing houses)1

Section 300B (Duty to notify proposal to make regulatory provision).2

Paragraph 17(1) (Fees) of Schedule 1 (The Financial Services Authority)

REC Sch 4.2G

The following powers in the Act have been exercised by the FSA to give the guidance in REC:

Section 157 (1) (Guidance)