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Status: You are viewing the version of the handbook as on 2005-12-31.

REC 7 Annex 1 6Fees payable in relation to the period from 1 April 2005 to 31 March 20066

R

In this Annex:

- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of theRecognition Requirements Regulations; and

- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986.

Part 1 - Periodic fees for UK recognised bodies

Name of UK recognised body

Amount payable

Due date

CRESTCo Limited

£294,000

30 April 2005

£271,000

1 September 2005

The International Petroleum Exchange of London Limited

£166,000

30 April 2005

£159,500

1 September 2005

LIFFE Administration and Management

£361,000

30 April 2005

£439,000

1 September 2005

LCH.Clearnet Limited

£309,500

30 April 2005

£395,500

1 September 2005

The London Metal Exchange Limited

£217,500

30 April 2005

£242,500

1 September 2005

London Stock Exchange plc

£352,500

30 April 2005

£382,500

1 September 2005

virt-x Exchange Ltd

£117,000

30 April 2005

£93,000

1 September 2005

EDX London Ltd

£95,000

30 April 2005

£65,000

1 September 2005

Any other UK recognised investment exchange recognised as such by a recognition order made in the period

£150,000

30 days after the date on which the recognition order is made

Any other UK recognised clearing house recognised as such by a recognition order made in the period

£250,000

30 days after the date on which the recognition order is made

Part 2 - Periodic fees for overseas recognised bodies

7

Name of overseas recognised body

Amount payable

Due date

Cantor Financial Futures Exchange

£10,000

1 July 2005

The Chicago Mercantile Exchange

£10,000

1 July 2005

Chicago Board of Trade

£10,000

1 July 2005

EUREX (Zurich)

£10,000

1 July 2005

National Association of Securities and Dealers Automated Quotations (NASDAQ)

£10,000

1 July 2005

NQLX LLC

£10,000

1 July 2005

New York Mercantile Exchange Inc.

£10,000

1 July 2005

The Swiss Stock Exchange

£10,000

1 July 2005

Sydney Futures Exchange Limited

£10,000

1 July 2005

Warenterminborse Hannover

£10,000

1 July 2005

US Futures Exchange LLC

£10,000

1 July 2005

SIS x-clear AG

£35,000

30 days after the date on which the invoice is issued by the FSA7

Any other overseas investment exchange recognised as such by a recognition order made in the period

£10,000

30 days after the date on which the recognition order is made

Any other overseas clearing house recognised as such by a recognition order made in the period

£35,000

30 days after the date on which the recognition order is made