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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

REC 3 Annex 1 Form for notifying incentive scheme proposals (REC 3.9.3R(1))

As Published: 2017

REC 3 Annex 1 Form for notifying incentive scheme proposals (REC 3.9.3R(1))

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 3.23 Default

As Published: 2011

REC 3.23 Default

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC Sch 6 Rules that can be waived

As Published: 2013

REC Sch 6 Rules that can be waived

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

REC Sch 1 Record keeping requirements

As Published: 2011

REC Sch 1 Record keeping requirements

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation