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Status: You are viewing the version of the handbook as on 2018-01-02.

RCB 4.1 Application and purpose

Application

RCB 4.1.1GRP

1This chapter contains guidance for issuers, and owners and other persons subject to the RCB Regulations.

Purpose

RCB 4.1.2GRP

The purpose of this chapter is to give guidance on the FCA's approach to the use of its enforcement powers under the RCB Regulations and to set out the FCA's policy on the imposition and amount of financial penalties.