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Status: You are viewing the version of the handbook as on 2009-03-31.

PROF Sch 4 Powers exercised

PROF Sch 4.1G

The following powers and related provisions in the Act have been exercised by the FSA to make the rules in PROF:

Section 138 (General rule-making power)

Section 156 (General supplementary powers)

Section 332(1) (Rules in relation to persons to whom the general prohibition does not apply)

PROF Sch 4.2G

The following powers in the Act have been exercised by the FSA to give the guidance in PROF:

Section 157(1) (Guidance)