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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2007-04-06

PRIN TP 1 Transitional provisions

PRIN TP 1.1

There are no transitional provisions in PRIN. However:

(1)

GEN contains some technical transitional provisions that apply throughout the Handbook and which are designed to ensure a smooth transition to commencement;

(2)

COB contains transitional provisions that apply throughout the Handbook relating to the treatment of clients classified by ex-SRO firms and ex-section 43 firms before commencement.