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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

MIPRU TP 1 Transitional Provisions

MIPRU TP 1.1

(1)

(2) Material to which the transitional provision applies

(3)

(4) Transitional provision

(5) Transitional provision: dates in force

(6) Handbook provision: coming into force

11

MIPRU 4.4.4 R and MIPRU 4.4.8 R (3)

R

[expired]4

4
4 4

2

MIPRU 5.2.2 R and MIPRU 5.2.4 R

R

[expired]5

25
25 35

33

MIPRU 3.2.7 R

R

[deleted]

64

MIPRU 1.3.2 R and MIPRU 1.3.4 R

R

A firm to which MIPRU 1.3.2 R will apply from 21 March 2016 may elect to comply with MIPRU 1.3.2 R from 21 September 2015.

If a firm elects to comply with MIPRU 1.3.2 R, it must also comply with MIPRU 1.3.4 R.

21 September 2015 to 20 March 2016

21 March 2016

75

MIPRU 2.2.1BR(2)(b) and MIPRU 2.2.1BR(2)(c) (c)

R

If a Directory person does not submit a Directory person report, a notification must be made in a way set out in MIPRU 2.2.1BR(2)(c).

1 October 2020 to 31 March 2021

1 October 2020