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MIPRU Sch 5 Rights of actions for damages

MIPRU Sch 5.1G

1The table below sets out the rules in MIPRU contravention of which by an authorised person may be actionable under section 138D of the Act (Actions for damages) by a person who suffers loss as a result of the contravention.

MIPRU Sch 5.2G

If a 'Yes' appears in the column headed 'For private person', the rule may be actionable by a 'private person' under section 138D of the Act (or, in certain circumstances, his fiduciary or representative; see article 6(2) and (3)(c) of the Financial Services and Markets Act 2000 (Rights of Action) Regulations 2001 (SI 2001 No 2256)). A 'Yes' in the column headed 'Removed' indicates that the appropriate regulator has removed the right of action under section 138D(3) of the Act. If so, a reference to the rule in which it is removed is also given.

MIPRU Sch 5.3G

The column headed 'For other person' indicates whether the rule may be actionable by a person other than a private person (or his fiduciary or representative) under article 6(2) and (3) of those Regulations. If so, an indication of the type of person by whom the rule may be actionable is given.

G

1Table

Chapter/Appendix

Section/Annex

Right of action under section 138D

For private person

Removed

For other person

All rules in MIPRU with the status letter "E"

No

No

No

All other rules in MIPRU

No

Yes, MIPRU 1.2.1 R

No