Home FCA Handbook MIFIDPRU MIFIDPRU 10 MIFIDPRU 10.1 Application
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MIFIDPRU 10.1 Application

01/12/2021R

This chapter applies to a MIFIDPRU investment firm that is:

  1. (1)

    a clearing member; or

  2. (2)

    an indirect clearing firm.

01/12/2021R

This chapter also applies to the UK parent entity of an investment firm group that contains a clearing member or an indirect clearing firm.