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Status: You are viewing the version of the handbook as on 2019-02-22.

MAR Sch 1 Record keeping requirements

MAR Sch 1.1G

Handbook reference

Subject of record

Contents of record

When record must be made

Retention period

3

3

3

3

13

4MAR 7A.3.8R

Algorithmic and high-frequency algorithmic trading

Records necessary to meet MAR 7A.3.7R, and high-frequency algorithmic trading records and quotes

On initiation of algorithmic and high-frequency algorithmic trading strategies

5 years, or as otherwise provided for high-frequency algorithmic trading records and quotes in MiFID RTS 6

4MAR 7A.4.6R

Direct electronic access providers’ systems and controls

Records necessary to meet MAR 7A.4.2R and MAR 7A.4.5R

On initiation of direct electronic access provision

5 years

2MAR 8.2.10 R

Benchmark submissions

Information in MAR 8.2.10 R and MAR 8.2.11 G

When making a benchmark submission

5 years

2MAR 8.3.12A R

Benchmark submissions

Information in MAR 8.3.12A R and MAR 8.3.12B G

When using a benchmark submission to determine a specified benchmark

5 years