Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

MAR Sch 1 Record keeping requirements

MAR Sch 1.1G

Handbook reference

Subject of record

Contents of record

When record must be made

Retention period

3

3

3

3

13

4MAR 7A.3.8R

Algorithmic and high-frequency algorithmic trading

Records necessary to meet MAR 7A.3.7R, and high-frequency algorithmic trading records and quotes

On initiation of algorithmic and high-frequency algorithmic trading strategies

5 years, or as otherwise provided for high-frequency algorithmic trading records and quotes in MiFID RTS 6

4MAR 7A.4.6R

Direct electronic access providers’ systems and controls

Records necessary to meet MAR 7A.4.2R and MAR 7A.4.5R

On initiation of direct electronic access provision

5 years

2MAR 8.2.10 R

Benchmark submissions

Information in MAR 8.2.10 R and MAR 8.2.11 G

When making a benchmark submission

5 years

2MAR 8.3.12A R

Benchmark submissions

Information in MAR 8.3.12A R and MAR 8.3.12B G

When using a benchmark submission to determine a specified benchmark

5 years