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Status: You are viewing the version of the handbook as on 2018-07-01.

MAR 6.4A Quotes in respect of non-equity instruments


1An investment firm is not subject to the publication obligations of article 18 of MiFIR if:

  1. (1)

    it makes an assessment in writing certifying that it meets the conditions specified and measures adopted under article 9 of MiFIR for the waiver; and

  2. (2)

    the FCA has not objected to the assessment.