Content Options

View Options

Status: You are viewing the version of the handbook as on 2019-01-31.

MAR 6.4 Systematic internaliser reporting requirement

MAR 6.4.1 R RP

An investment firm1must promptly notify the FCA in writing of its status as a systematic internaliser1:

  1. (1)

    when it gains that status; or

  2. (2)

    if it ceases to have that status.

[Note:articles 15(1) and 18(4) of MiFIR1]

MAR 6.4.2 G RP

The notification under MAR 6.4.1 R can be addressed to the firm's usual supervisory contact at the FCA .