Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Add to favourites

View Options

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2009-03-06

MAR 6.4 Systematic internaliser reporting requirement

MAR 6.4.1RRP

An investment firm, which is authorised by the FSA , must promptly notify the FSA in writing of its status as a systematic internaliser in respect of shares admitted to trading on a regulated market:

  1. (1)

    when it gains that status; or

  2. (2)

    if it ceases to have that status.

[Note:Article 21(4) of the MiFID Regulation]

MAR 6.4.2GRP

The notification under MAR 6.4.1 R can be addressed to the firm's usual supervisory contact at the FSA .