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FCA Handbook
MAR
MAR 5
MAR 5.4 Finalisation of transactions

Alternative versions

2005-01-01
2007-10-31
2007-11-01

Point in time

2009-03-06
2018-01-03

MAR 5.4 Finalisation of transactions1

MAR 5.4.1R01/11/2007

1A firm operating an MTF must:

(1)
clearly inform its users of their respective responsibilities for the settlement of transactions executed in that MTF; and
(2)
have in place the arrangements necessary to facilitate the efficient settlement of the transactions concluded under its systems.

[Note: Article 14(5) of MiFID]

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MAR 5.4 Finalisation of transactions1