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Status: You are viewing the version of the handbook as on 2018-01-02.

MAR 10.4 Position reporting

MAR 10.4.11GRP
  1. (1)

    2This guidance applies to persons subject to MAR 10.4.8D(2) or MAR 10.4.10D(3).

  2. (2)

    A firm subject to MAR 10.4.8D(2) or MAR 10.4.10D(3) may use a third party technology provider to submit to the FCA the report referred to in MAR 10.4.8 D(2) provided that it does so in a manner consistent with MiFID. It will retain responsibility for the completeness, accuracy and timely submission of the report and should populate field 5 of MiFID ITS 4 Annex II with its own reporting entity identification. It should be the applicant for, and should complete and sign, the FCA MDP on-boarding application form.

  3. (3)

    MAR 10.4.11.G(2) applies to a trading venue subject to MAR 10.4.

  4. (4)

    A firm subject to MAR 10.4.8D(2) or MAR 10.4.10D(3) may arrange for the trading venue where that commodity derivative or emission allowance is traded to provide the FCA with the report provided that it does so in a manner consistent with MiFID. The firm will retain responsibility for the completeness, accuracy and timely submission of the report, submitted on its behalf. The firm should populate field 5 of MiFID ITS 4 Annex II with its own reporting entity identification.