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Status: You are viewing the version of the handbook as on 2018-07-01.

M2G 2 Annex 1 Overview

Annex 1G

1The diagrams in this Annex provide an overview of organisational requirements deriving from MiFID II and the location of their implementation, as well as the MiFID Org Regulation including its extension to non-MiFID II business in the case of UK MiFID investment firms and MiFID optional exemption firms.

The diagram focuses on the position of UK MiFID investment firms (other than CPMI and authorised professional firm) and MiFID optional exemption firms.

MiFID II Organisational requirements for firms

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MiFID Org Regulation

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