Content Options

View Options

Status: You are viewing the version of the handbook as on 2019-01-31.

M2G 2.9 Other organisational requirements

M2G 2.9.1G

1In addition to the SYSC obligations outlined above, firms will find MiFID II-related organisational requirements in respect of complaints handling in DISP, client money and assets (CASS) and product governance obligations in [PROD]. Firms will also remain subject to domestic obligations in the form of the relevant senior management, certification, COCON and approved persons requirements.