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Timeline guidance

LR 4.3 Approval and publication of listing particulars

Approval of listing particulars

LR 4.3.1RRP

An application for approval of listing particulars or supplementary listing particulars must comply with the procedures in PRR 3.13 (as if those procedures applied to the application), except that the applicant does not need to submit a completed form A.

LR 4.3.2RRP

The FCA will approve listing particulars or supplementary listing particulars if it is satisfied that the requirements of the Act and this chapter have been complied with.

LR 4.3.3GRP

The FCA will try to notify the applicant of its decision on an application for approval of listing particulars or supplementary listing particulars within the same time limits as are specified in article 20 of the Prospectus Regulation3 for an application for approval of a prospectus or supplementary prospectus.

LR 4.3.4RRP

An issuer must ensure that listing particulars or supplementary listing particulars are not published until they have been approved by the FCA.

Filing and publication of listing particulars etc

LR 4.3.5RRP

An issuer must ensure that after listing particulars or supplementary listing particulars are approved by the FCA, the listing particulars or supplementary listing particulars are filed and published as if the relevant requirements in PRR 3.2, article 21 of the Prospectus Regulation, the PR Regulation and the Prospectus RTS Regulation applied to them.4

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