To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
LR 16.3 Listing applications
Chapter: Venture capital trustsOpen-ended investment companiesOpen-ended investment companies: Premium listing [deleted]
Effective Date: 4th December 2008
-
LR 3.2 Application for admission to listing
Chapter: Listing applications
Effective Date: 15th December 2005
-
LR 15.3 Listing applications and procedures
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 25th February 2010
-
LR 4.1 Application and Purpose
Chapter: Listing particulars for professional securities market and certain other securities
Effective Date: 16th June 2005
-
LR 5.4A Transfer between listing categories
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 24th September 2009
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
-
LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 21st December 2006
-
LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 28th June 2007
-
LR 20.4 Continuing obligations
Chapter: 2010/7Miscellaneous Securities: Standard listing
Effective Date: 28th April 2016
-
DTR 6.2 Filing information and use of language
Chapter: Continuing obligations and access to information
Effective Date: 21st June 2012
-
LR 5.3 Requests to cancel or suspend
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 28th June 2007
-
LR 4.2 Contents and format of listing particulars
Chapter: Listing particulars for professional securities market and certain other securities
Effective Date: 21st June 2012