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  1. Point in time
    2024-05-25

LR 20.5 Disclosures

LR 20.5.1RRP

An issuer must submit to the FCA a copy1 of any document required by LR 20.5.2 R to LR 20.5.3 R at the same time as the document is issued, by uploading it to the national storage mechanism1.

LR 20.5.2RRP

An issuer must notify a RIS of all notices to holders of listed miscellaneous securities no later than the date of despatch or publication.

Underlying securities

LR 20.5.3RRP

An issuer must notify a RIS of any adjustment or modification it makes to a miscellaneous security as a result of any change to a security over which the listed miscellaneous security carries a right to buy or subscribe.

Suspension of listing

LR 20.5.4RRP

An issuer must inform the FCA immediately if it becomes aware that any security over which the listed miscellaneous security carries a right to buy or subscribe that is listed or traded outside the United Kingdom has been suspended.

LR 20.5.5GRP