Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  2. Point in time
    2011-12-31

LR 19.3 Listing applications

Listing application procedures

LR 19.3.1RRP

An applicant for admission of securitised derivatives must comply with:

  1. (1)

    LR 3.2 (Application for admission to listing); and

  2. (2)

    LR 3.4.4 R to LR 3.4.8 R.1

    1
1
LR 19.3.2RRP

In addition to the documents referred to in LR 3.4.6 R, an applicant for admission of securitised derivatives must keep a copy of the securitised derivative agreement or securitised derivative instrument or similar document for six years after the admission of the relevant securitised derivative.1

1