Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

LR 19.3 Listing applications

Listing application procedures

LR 19.3.1RRP

An applicant for admission of securitised derivatives must comply with:

  1. (1)

    LR 3.2 (Application for admission to listing); and

  2. (2)

    LR 3.4.4 R to LR 3.4.8 R.1

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LR 19.3.2RRP

In addition to the documents referred to in LR 3.4.6 R, an applicant for admission of securitised derivatives must keep a copy of the securitised derivative agreement or securitised derivative instrument or similar document for six years after the admission of the relevant securitised derivative.1

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