Where the FCA has modified LR 14.2.2 R to accept a percentage lower than 25% on the basis that the market will operate properly with a lower percentage, but the FCA considers that in practice the market for the shares is not operating properly, the FCA may revoke the modification in accordance with LR 1.2.1 R (4).
all resolutions passed by the company other than resolutions concerning ordinary business at an annual general meeting, as soon as possible after the relevant general meeting.
A company2 must ensure that the FCA is provided with up to date contact details of appropriate persons nominated by it to act as the first point of contact with the FCA in relation to the company's compliance with the listing rules and the disclosure requirements6 and transparency rules, as applicable.22
is serially numbered;
states where applicable:
the name and address of the first holder and names of joint holders (if any);
the pro rata entitlement;
the last date on which transfers were or will be accepted for registration for participation in the issue;
- (d) 4
the nature of the document of title and proposed date of issue;
how fractions (if any) are to be treated; and
- (g) 334
states in a heading that the document is of value and negotiable;
- (b) 4
states that where all of the shares4 have been sold by the addressee (other than ex rights or ex capitalisation), the document should be passed to the person through whom the sale was effected for transmission to the purchaser;4
has the form of renunciation and the registration instructions printed on the back of, or attached to, the document;
- (e) 2
provides for the last day for renunciation to be the second business day after the last day for splitting; and
if at the same time as an allotment is made of shares issued for cash, shares of the same class are also allotted credited as fully paid to vendors or others, provides for the period for renunciation to be the same as, but no longer than, that provided for in the case of shares issued for cash.
- (1) 2
- (2) 4
- (3) 4
- (4) 4
the date of the certificate;
for a fixed income security, the interest payable and the interest payment dates and on the reverse (with reference shown on the face) an easily legible summary of the rights as to redemption or repayment and (where applicable) conversion; and
for shares with preferential rights, on the face (or, if not practicable, on the reverse), a statement of the conditions thereof as to capital, dividends and (where applicable) conversion.
- (1) 1
- (2) 1
any proposed change in its capital structure including the structure of its listed debt securities, save that an announcement of a new issue may be delayed while marketing or underwriting is in progress;
- (3) 444
- (4) 1
any extension of time granted for the currency of temporary documents of title;
Where the shares4 are subject to an underwriting agreement a company2 may, at its discretion and subject to the disclosure requirements and contents of DTR 27 delay notifying a RIS as required by LR 14.3.17R (7) for up to two business days until the obligation by the underwriter to take or procure others to take shares4 is finally determined or lapses. In the case of an issue or offer of shares4 which is not underwritten, notification of the result must be made as soon as it is known.42444