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LR 14.1 Application

LR 14.1.1RRP

1This chapter applies to a company3 with, or applying for, a standard listing3 of shares5 other than:5

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  1. (1)

    5equity shares issued by a company that is a closed-ended investment fund6 unless it has a premium listing of a class of its equity shares;

  2. (1A)

    equity shares issued by an open-ended investment company (unless applied by LR 16A);7

    6
  3. (1B)

    equity shares issued by a company that is an investment entity but not a closed-ended investment fund or an open-ended investment company; and7

  4. (2)

    preference shares that are specialist securities.

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