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Status: You are viewing the version of the handbook as on 2009-03-31.

LR 1 Annex 1 Market abuse safe harbours

R

The listing rules referred to in LR 1.4.7 R are:

(1)

LR 1.3.3 R (Misleading information not to be published);

(2)

LR 1.3.4 R (Notification when a RIS is not open for business);

(3)

Paragraphs 20, 21 and 22 of the Annex to LR 9 (The Model Code)(Dealings by connected persons and investment managers);

(4)

LR 9.6.6 R (Notifications relating to capital);

(5)

LR 9.6.7 R, LR 9.6.8 R, and LR 9.6.10 G (Notifications of major interests in shares);

(6)

LR 9.7.1 R and LR 9.7.2 R (Preliminary statement of annual results and dividends);

(7)

LR 9.9.3 R

(8)

LR 12.2.1 R (4) (Prohibition on purchase of own securities);

(9)

LR 12.4.6 R (Notification of purchases);

(10)

LR 12.5.2 R and LR 12.5.3 R (Notifications of purchases, early redemptions and cancellations);

(11)

LR 13.3.1 R (1) and LR 13.3.1 R (2) (Contents of all circulars);

(12)

LR 14.3.19 R and LR 14.3.21 R (Notification of major interests in shares);

(13)

LR 14.4.10 R; and

(14)

LR 17.3.4 R (Annual accounts).